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Spring 2014 Materials

Class Policies

1. Introduction
International Finance Materials 2014: Chapter 1- Introduction

2. Firms’ interactions with Different Legal Systems:
A. 1. New York’s Separate Entity Rule
A. 2. Tire Engineering & Distribution, L.L.C.. v. Bank of China Ltd. (2d. Cir. 2014)
B. Securities Litigation and Transnational Investment in Securities
International Finance Materials 2014: Chapter 2- Securities

3. Sovereign Debt
A. International Finance Materials 2014 : Chapter 3 – Sovereign Debt (CACs handout)
B. EU Collective Action Clauses; EU CACs supplemental provisions; and EU CAC Explanatory Note
C. Centre for International Governance Innovation, The Sovereign Debt Forum: Expanding our Tool Kit for Handling Sovereign Crises (Aug. 2013).
D. Allen & Overy, How the Greek Debt Reorganisation of 2012 changed the Rules of Sovereign Insolvency (2012)
E. IMF Staff Discussion Note, A Banking Union for the Euro Area (Feb. 2013)

4. Cross Border Financial Regulation (Shadow Banking, Too Big to Fail, Bank Resolution)
A. International Finance Materials 2014: Chapter 4: Cross Border Financial Regulation
B. UK Prudential Regulation Authority, Supervising International Banks: the PRA’s approach to branch supervision – CP4/14 (Feb. 2014)
C. Deutsche Bank’s Resolution Plan (Oct. 2013)
D. Financial Stability Board, Key Attributes of Effective Resolution Regimes for Financial Institutions (Oct. 2011) (pp. 1-20)
E. International Finance Materials 2014: Chapter 4a- Capital Adequacy
F. Increased Costs Clause
G. Barclays Bank PLC v Unicredit Bank AG: Commercial Court 2012 (Mr. Justice Popplewell); Court of Appeal 2014

5. Compliance (Libor, Moneylaundering, Asset Freezes)
A. International Finance Materials 2014: Chapter 5a:Eurodollars
B. The Bank of England’s supervision of financial market infrastructures – Annual Report (Mar. 2014)
C. International Finance Materials 2014: Chapter 5b : Libor
D. International Finance Materials 2014: Chapter 5c: Asset Freezes
E. Cease and Desist Order relating to Standard Chartered
F. Settlement Agreement relating to Standard Chartered
G. Cease and Desist Order Relating to RBS
H. Settlement Agreement Relating to RBS
I. International Finance Materials 2014: Chapter 5d: Compliance
J. SIFMA, The Evolving Role of Compliance (March 2013)
K. International Finance Materials 2014 : Chapter 5e: Proceeds of Crime

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